SECURITIES LAW

Our securities attorneys advise public companies and individual and institutional investors on a broad range of securities matters. We help clients structure, negotiate and document finance transactions (involving debt and equity) and comply with all related registration requirements. Our transactional experience includes:

• Representing issuers in securities offerings
• Representing buyers in mergers, acquisitions and sales involving public companies, including Rule 145 transactions
• Advising companies in going-private transactions
• Representing investors in venture capital and private investment in public equity (PIPE) financings

Our securities team also provides counsel with respect to ongoing compliance issues, including:

• Assisting clients with all reporting and disclosure requirements under the Securities Exchange Act of 1934 and state securities laws (e.g., proxy statements, Forms 8-K, 10-Q and 10-K)
• Advising directors, officers and affiliates with respect to Section 10b-5 and Section 16 compliance and Rule 144 resales of restricted securities
  

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